1999 Malcolm H. Kerr Dissertation Awards

Reprinted from the Middle East Studies Association Bulletin, Summer 2000 (with changes in orthography to HTML standards).
Copyright 2000 by the Middle East Studies Association of North America

Winner, Humanities

The City’s Pleasures: Architectural Sensibility in Eighteenth-Century Istanbul

Shirine Hamadeh
Massachusetts Institute of Technology

This dissertation examines the parameters of Ottoman architectural sensibility in the eighteenth century, starting with the court’s definitive return to the capital city in l703. It draws principally on contemporary court poetry, and a wide array of Ottoman and European literary, visual, and architectural evidence.

It departs from the prevailing interpretation that westernization was the chief impetus of change in this period. Instead, I contend that this was a pivotal moment in the history of Istanbul, when social transformations in the making since the mid-sixteenth century enacted in the city’s fabric through the tastes, aspirations, and practices of urban society; while the state strove to reassert its visible presence and authority. This is demonstrated in the first part through the examination of the sub/urban development, the phenomenal expansion of public spaces, the emergence of new and redefinition of familiar building types, the novel decorative vocabulary, and the social configuration of patronage.

The second part dwells on the role of urban sensibilities in shaping the Ottoman aesthetic horizon of expectations. It highlights the parallel trajectories of décloisonnement of the architectural, garden, artistic, and poetic traditions, as symptomatic of an increasingly porous socio-cultural environment. Drawing mainly on the flourishing genre of rhymed building chronograms, I argue that contemporaries’ appreciation of architectural beauty was not dictated by an established canon. It centered on the pleasures of the visual and sensory experience, mirroring an immensely hybrid idiom that vied on sensational effects to convey unequivocally its patrons’ magnificence to a broad public.

Honorable Mention, Humanities

The Islamic Law of Rebellion: The Rise and Development of the Juristic Discourses on Insurrection, Insurgency and Brigandage

Khaled Medhat Abou El Fadl
UCLA School of Law

Contemporary scholarship has tended to describe Muslim juristic discourses on politics as either quietist or activist-idealist or pragmatist. These categories, however, are unhelpful in understanding the subtleties of the legal discourses on resistance and rebellion. Furthermore, these generalized dichotomies fail to take account of the creative and negotiative processes of Islamic law. Muslim juristic discourses were neither quietist nor activist, but were thoroughly technical and legalistic. In fact, one must focus on the technical linguistic practices and micro-discourses of a juristic culture in order to properly evaluate the functional and moral goals espoused by the discourse. Only by looking beyond the general exhortations and absolute principles, and focusing on the technicalities of the linguistic practice, can one start to understand the process through which Muslim jurists sought to negotiate with the institutions of power. In order to explore this issue, this discussion examines the emergence and development of the juristic discourses on rebels and rebellion from the secondth/eighth to the ninth/fifteenth centuries. Muslim jurists creatively co-opted and restructured several competing historical precedents and doctrinal sources in order to construct a highly technical discourse on rebellion. Muslim jurists developed a conceptual distinction between a bandit and a rebel, and conceded to rebels who attempt to overthrow the ruler a certain degree of legitimacy. In a sense, Muslim jurists de-criminalized the act of rebellion, and protected rebels from the accusation of banditry. The focus of Muslim jurists, however, was not on assessing the legitimacy of rebellion, but on the treatment that should be afforded to rebels. In response to certain historical contexts such as the fragmentation of the ’Abbasid empire and the Mongol invasion, eventually, two distinct juristic trends developed on the law of rebellion. The traditional trend continued to repeat the inherited doctrines out of the force of legal habit, and not necessarily conviction. On the other hand, the revisionist trend adopted several creative and negotiative constructs, such as arguing that unjust rulers may be treated as bandits, or that unjust rulers may not be aided against rebels. Finally, the dissertation ties the pre-modern discourses to some of the contemporary discourses demonstrating possible fields of development for this field of law.

Honorable Mention, Humanities

Dream Interpretation in the Early Medieval Near East

John C. Lamoreaux
Duke University

Based mostly on unknown manuscripts, this study offers the first analysis of the historical contours and cultural contexts of the early Muslim tradition of dream interpretation (700 A.D.-1100 A.D.), a divinatory technique that seeks to predict the future through an analysis of dream symbols. In my treatment of this tradition, I am concerned, first, to discern the cultural contexts in which works on this subject were being produced and consumed.  Who was writing and reading them? How were they being used? How was dream interpretation classified by early Muslims?

The second goal of this study is to historicize and contextualize the early Muslim tradition of dream interpretation: in short, to place it against a broader historical backdrop and to situate it against a broader contemporaneous framework. Toward this end, I seek to determine how Muslims developed their own, distinct forms of dream interpretation by appropriating pre-Islamic Hellenic sources mediated to them by non-Muslims, and how in turn early medieval non-Muslims went about appropriating the Muslim tradition of dream interpretation.

The history of dream interpretation in the early medieval Near East represents a particularly well-documented instance of continuity and change operative across cultural and religious boundaries, one wherein pre-Islamic traditions are appropriated in diverse ways by Muslims and Muslim traditions are appropriated in equally diverse ways by non-Muslims.  Based on the transmission of dream lore, I thus also in this study seek to draw some broader conclusions as to the character of cultural and religious boundaries in the early medieval Near East.

Winner, Social Sciences

The Birth of a Legal Institution: The Formation of the WAQF in Third Century A.H. Hanafi Legal Discourse

Peter Charles Hennigan
Comell University

The waqf, or pious endowments is among the most analyzed institutions in the study of Islamic history. Not only did the waqf provide the foundation for many of the religious, educational, municipal and commercial structures within Islamic cities and towns, but personal familial endowments constituted one of the major—if not the principal—forms of inter-generational property conveyance. Although the waqf has been studied extensively by historians of the Middle East, no scholar has undertakes a systematic analysis of the first major legal treatises explicating the law of these endowments—the Ahkam al-Waqf of Hilal al-Ra’y (d.245-249/859-863) and the Ahkam al-Awqaf of al-Khassaif (d.261/874).

Chapter One of this dissertation provides an introduction to the legal theory of the waqf  and addresses why these treatises came into existence at this time. Chapter two examines the biographies of the two authors. Chapters three through six focus on how the waqf became legitimated both within Islamic law and Muslim society. Chapter three conducts a literary analysis of the waqf treatises and then examines how the waqf came to be defined and situated within existing categories of charitable giving, the Islamic inheritance and the doctrine of death-sickness. Chapter four focuses on how the waqf was legitimated hermeneutically through traditions regarding the Prophet and his Companions. This chapter also utilizes techniques of isnad analysis recently developed by G. H. A. Juynboll. Chapter five examines the origins of the waqf and proposes an alternative way of understanding how this institution may have incorporated Near Eastern and pre-Islamic elements. And lastly, chapter six examines how the waqf functioned to fulfill the charitable obligations imposed on all Muslims. Three appendices conclude this dissertation: the first two list the chapter headings to the waqf treatises and the provides a translation of the waqf deed from the Kitab al-Umm of al-Shafi’i.

Honorable Mention, Social Sciences

‘Ayntab at the End of the Seventeenth Century: A Study of Notables and Urban Politics

S. Hulya Canbaka
Harvard University

This thesis examines the power and politics of the notables in a small Ottoman town in the latter part of the seventeenth century. It seeks to integrate the study a macro process, the empowerment of the Ottoman notables in the seventeenth and eighteenth centuries, with a micro and more structural description of the social and political prerogatives of notability in ’Ayntab.

After a general introduction to the town of Ayntab in Part I, Part II identifies the notables and their economic resources, and explores their relation with the central state. In tune with recent reappraisals of the process of decentralization, it highlights the notables’ rapprochement with the central state, and relates their empowerment of the exigencies of state formation. The chapters in this section focus on the changes in the composition of the ’askeri, and explore the incorporation/penetration of the local elite into an imperial network of privilege and status. Imperial revenue grants, the recognition of the claims of prophetic pedigree (seyyade) as well as the promotion of its ethos, and the rise of a composite elite of government of officials and local families are the major issues addressed in this context.

Part III shifts the focus to a less-studied aspect of provincial politics: the relationship between the notables and the common folk. In an attempt to bring out the element of domination in these relations—which usually gets effaced in depictions of patronage and mediation—the two chapters in this part carry the “politics of notables” into a non-institutional domain. Focusing on the processes of judicial and administrative decision-making and representation, they explore the power relations in everyday life as reflected in the legal process, urban resource management, and the constitution of collective urban identity by the notables.